‘State’ versus ‘end state energy’
Understanding the concept of a resource ‘state’ versus ‘end state energy’ (using HNLP terminology) is important. Typically, if you ask a client for a resource state, how they would prefer to be feeling in their problem context, they will offer a word that is more-or-less the ‘opposite’ of their problem state. For example, if they feel afraid of speaking in public, say, they might say they want to feel ‘awesomely confident’.
--Yes, I agree. Clients often ask for the other half of a polarity, rather than a state of integrated resolution.
These big resource states are great for breaking down problems, but not so good for generative change.
--“Big resource states” are not necessarily the best; they are much less stable, more likely to flip back to the other polarity, unless they two are integrated.
Why is this? Because these states are difficult to maintain over time; they are too high energy. An accomplished speaker will probably not say they feel ‘awesomely confident’ when they speak in public, they’ll say something like “I feel free, relaxed, open…”.
--I couldn’t agree more with the paragraph above. When you approach a door, twist the knob and open it, you don’t say to yourself (or someone else) “Wow, I can open the door!!” In fact, you usually don’t even notice it at all. That is why it’s useful to say that the desired self-image is of “the you for whom smoking is no longer an issue,” in contrast to, “the you who is triumphant about having conquered the habit,” or some other “big resource state.”
These lower energy ‘end states’ are typically associated with ‘values’ or ‘identity’ level states, such as “freedom”, “love”, “being myself”. Think about it, it’s pretty easy for you to feel “free” all the time, but to feel “awesomely confident” all the time would be exhausting!
--I wish Shawn, or somebody else, would convince Tony Robbins of this! He is very good at getting people to flip to the other side of a polarity (for example see him turn a stutterer into a speaker like Tony). This can be a useful first step, but Tony seldom takes the next step to integrate the polarity, so that, for instance the stutterer can talk like an ordinary person. There are several videos in which Tony asks for someone who is suicidal, and they end up saying something like, “I can conquer anything.” A statement like this is a universal quantifier that reality will soon refute.
Now it’s important to know that if you as a coach, generate a big powerful resource state in your client (“awesomely confident”, say) and use that to collapse the trigger, change will happen. And, over time, that “awesomely confident” will transform into a lower energy (but more sustainable) ‘end state’.
--I would be interested in Shawn’s understanding of how this transition from a big energy state to a lower energy state occurs. I would say that sometimes that happens. Other times the change will fall apart, and the person will revert back to the other side of the polarity.
The swish pattern typically uses ‘end states’ (remember end states arise at ‘identity’ level, or ‘self-image’). BUT a good swish can (and should) also layer in more energetic resource states such as laughter, excitement, confidence, and so on. When you watch the videos, please look primarily for the state of the client, and how their state changes, as they go through the swish.
State-based coaching
State based coaching is the basis of HNLP. State based coaching assumes that behaviors and other responses are based on:
For example, if you are in your cube at work (the context), and you notice your boss looming over you (the trigger) then your response will depend upon the ‘state’ you go into when you notice your boss. For example if you go into a ‘flapping panic’, then you are likely to respond inappropriately, while if you go into a state of ‘unflappable calm confidence’, then you will likely respond appropriately.
Change work is therefore about collapsing a problem trigger so that the trigger becomes an anchor for a resourceful state, rather than an unresourceful state.
--Although I don’t think the word “collapsing” is a good metaphor (I think “linking” would be better) I otherwise agree with this.
The major issue I notice, when watching unsuccessful swishes (or any other NLP pattern for that matter) is that the coach fails to elicit a resourceful state or fails to attach that resource to the trigger.
--In the case of the swish, that would be to make sure that the desired self-image elicits a resourceful state.
But you will all-ways create change if you follow the four steps of John Overdurf’s Meta-Pattern (associate into the problem, dissociate, associate into the resource, and collapse i.e. attach the resource to the trigger so the trigger becomes an anchor for the resource).
--Earlier Shawn disparaged “following the steps” as “not necessarily doing NLP”; now he is advocating following “the four steps of John Overdurf’s Meta-Pattern.” This particular meta-pattern that Shawn attributes to Overdurf is one that we learned from Bandler many years ago, way before the swish.
--The steps Shawn proposes are one useful sequence, but not the only one. Many other patterns don’t follow the Meta-pattern sequence, for instance context and content reframing, simply directing attention to a different scope of time or space, or a different categorization. “Mapping across” with submodalities, the compulsion blowout, and other patterns of change also don’t follow the Meta-pattern outline.
See The Meta Pattern by Sarah Carson and Shawn Carson for more.
--The description of this book states that, “The Meta Pattern is at the heart of all successful influence whether in therapy or business.” “All” is an overgeneralization that is not true. It is one useful meta-pattern, but not the only one. Thinking that it’s the only meta-pattern puts a severe limitation on the “wanton experimentation” and “dancing with the client” that Shawn advocates.
So, if the new self-image triggers a sufficiently powerful resource state, and the swish attaches this resource to the trigger, the technique will be successful, if not, it won’t.
--Agreed. Which is why it is so important to be sure the self-image is very desirable.
If you get hung up too much on the image, rather than the resource state, or ‘end state energy’, you are ‘focusing on the finger and missing all the heavenly glory’.
--I would need to see a denominalized translation of that last sentence in order to respond to it.
State based coaching
Substitute behavior
Steve suggests that seeing the self-image in a context, “doing a specific behavior” is a mistake. If so, then it’s a mistake that Richard Bandler made with the original swish as he describes getting smoke-free clients to see themselves happily co-existing with smokers (because he claims he did not want to create anti-smoking crusaders). Indeed it’s impossible to see a self-image absent any behavior; standing is a behavior, sitting is a behavior, so how can a self-image have no behavior?
--Firstly, the word “behavior” usually means a movement is involved. A still image is not a behavior, even if the person is standing or seated, but a movement like standing up or sitting down is. So it is not at all “impossible to see a self-image absent any behavior.”
--Secondly, I agree that Bandler often made statements like, “getting smoke-free clients to see themselves happily co-existing with smokers (because he claims he did not want to create anti-smoking crusaders),” and that could be understood to indicate a specific behavior. However, “Happily co-existing” is a general statement that could include a huge variety of specific behaviors. My understanding is that he wanted the self-image to have that attitude or capability, not a specific behavior.
Now in the HNLP (Humanistic Neuro Linguistic Psychology: Overdurf and Silverthorn) coaching model we are always looking for ‘context-trigger-state-behavior’, both for the problem and for the change. If the behavior has not changed then typically the problem hasn’t either. Therefore, there is no way to test change unless the coach sees (and the client experiences) a new state and a new behavior.
--I’m OK with that; that is why all good NLP work is tested to be sure there is a change in behavior. The question boils down to whether the change is chosen in advance by a conscious mind (client or practitioner, or by the client’s unconscious mind as a result of wanting to become the desired self-image.
‘Classical’ or ‘standard’ swish
In the classical swish (Steve refers to this as the ‘standard’ swish), the issue is an unwanted behavior (say smoking). The trigger picture is whatever the client sees out of her own eyes immediately before she loses conscious control (e.g. the cigarette packet, or the newsagents where she buys her cigarettes, or the cup of coffee that precedes her first cigarette of the day, etc.). The outcome picture is how she sees herself being as a person (identity level dissociated picture) when the habit is no longer an issue for her. So far, so good, we all agree on this basic foundation.
--I agree with this description. However Shawn’s earlier description (marked with an asterisk* above) omitted the “identity level dissociated picture.” My main criticism of the swish videos I reviewed was that this crucial piece was left out of all the demonstrations (except for Tony Robbins,’) replacing it with a specific behavior. This change is what I described as “replacing the engine in a Lamborghini with a hamster wheel.”
So why is the desired self-image dissociated? Richard Bandler told me that the classical swish was intended to maintain the client’s state while changing the context. Meaning the client has a desire for the cigarette, and the classical swish is intended to maintain the state of desire but to then apply that desire to the self-image. The client maintains the state of “I want” but changes from “I want to smoke” to “I want to be her”; meaning her ideal future self.
--This is an interesting alternative understanding of principle. Perhaps someday when NLP has become scientific, someone will design an experiment to decide between Shawn’s view and mine. Until then I can only offer my rationale. Yes, the cue image triggers desire, but it also triggers a conflicting urge to not yield to the desire, a state of unpleasant incongruence, which is why the client wants to change it. If Shawn is correct in saying that the feeling state triggered by the cue picture is transferred to the self-image, that would mean that this incongruence would be transferred. I don’t think that would be useful, and I don’t think that is what happens. I think it is much simpler and more accurate to think of it as moving away from the unpleasant incongruence of the cue to the congruent desired self-image.
This is why the image is dissociated in the classical swish, because (as Steve Andreas rightly says), if it is associated there is no longer the ‘wanting’, rather a ‘being’.
I discussed this idea (that the classical swish is intended to maintain a state of desire) with my teacher and mentor, John Overdurf. John shrugged and said “well, maybe”, again because he sees the swish as a much wider pattern than mere changing of unwanted habits. In any case, if we limit our discussion to the classical swish as described by Dr. Bandler then there is no state change (the state is ‘desire’ for both the trigger and self-image pictures) and the state changes that Steve Andreas describes do not take place, i.e. they are inconsistent with Dr. Bandler’s original swish.
--Shawn states that “the classical swish is intended to maintain a state of desire.” This does not appear in Bandler’s original description in Using Your Brain—for a Change. Since the state in response to the cue image is incongruent (both desiring and not desiring) and the state in response to the self-image is congruent desire, it doesn’t make sense to say that the first state is “maintained,” or to say that “then there is no state change.” If that were true, the incongruence would be maintained. It makes more sense to me to think it as a shift from incongruent desire to congruent desire, propelling behavior away from an incongruent state, and toward a congruently attractive self-image.
The principles underlying the Swish
I totally agree with Steve Andreas that it is vital to understand the principles underlying the NLP patterns. Once you understand these principles, you can step out of the confines of the ‘steps of the pattern’ mind-set, and enter the dance of change with your client. This is why we write our NLP Mastery books to fully explore the principles underlying each of the core NLP patterns (including ‘NLP Mastery: The Swish’ by Jess Marion and Shawn Carson).
Therefore I will re-analyze each of the videos Steve Andreas critiques, but with the intention of pointing out how these videos reveal some of these principles, especially where they vary from the “standard” swish Steve Andreas describes, i.e. from the perspective of ‘what is right’ rather than ‘what is wrong’ with the videos.
Before we get to that, I would like to point out a few areas of disagreement that I have with Steve’s discussion in his “Background” section.
What is a ‘swish’???
Steve defines the swish as “a rapid way to change any troublesome habit or other unwanted response”, and it’s certainly the case that the swish was originally described in the contexts of problems such as smoking and nail-biting (we will talk more about this ‘classical’ swish a little later).
*However, I would define the swish as a technique that chains or links two representations (typically two pictures) using a sliding submodality shift, in order to redirectionalize the mind.
--I think both descriptions are accurate, each points out different aspects—and each is also incomplete.
As an example any technique that links a trigger picture with an outcome picture by making the trigger picture shrink, as the outcome picture gets bigger, is in my mind a swish pattern.
--That definition omits the very important criterion that the outcome picture is a desired self-image, not a specific behavior (more on this later).
Obviously techniques that are swish patterns under my definition, would not necessarily be swish patterns under Steve’s definition, but this is semantics.
--I think it is much more than semantics. If someone describes a suspension bridge as one that is suspended from cables, and later someone else describes a bridge built entirely of bricks as a suspension bridge, that is simply not true, even if it’s a useful bridge. And if you are building a suspension bridge, but you leave out the cables, it won’t work very well. The swish was described in great detail about 30 years ago, so that word has a very specific meaning. Using the word “swish” for an avocado and cheese sandwich isn’t useful, even if the sandwich is nourishing.
Does this matter? Well, certainly if you are teaching an NLP Trainers Training, then it is important. Trainers should be able to ‘speak the language’ of NLP in a way that allows them to communicate with each other. But if you are working with a client, or even teaching an NLP Practitioner course, it’s less clear that overly ‘standardized’ NLP terminology provides any substantive benefit to your client or students.
--If I’m working with a client, I wouldn’t use any NLP terminology at all.
“Lack of ability to follow the steps of the pattern”
Let’s deal with the first point first. NLP has never been about following the steps of a pattern. Richard Bandler (co-founder and arguably the creative force behind the birth of NLP) defines NLP as “an attitude of wanton experimentation that leaves behind a trail of techniques,” meaning the steps of the pattern are something that are left behind after the application of NLP. If you are simply following the steps of an NLP pattern, it does not mean you are necessarily ‘doing NLP’.
Firstly, Bandler’s quote is at least partly a marketing statement designed to distinguish what he does from the rest of us. Grinder has made similar statements describing his work as “real NLP,” implying that the work of others is not.
Secondly, if we apply Shawn’s statement that, “NLP has never been about following the steps of a pattern,” to the context of cooking, then anyone who uses a recipe would not be a cook; only someone who creates a new combination of ingredients would deserve that title. While it may be useful to distinguish between creating a new recipe and following an existing one, I think most people would consider both to be “cooking.” Does Shawn really mean to say that someone who uses the swish, or 6-step reframing, or “mapping across” with submodalities is not doing NLP?
Neither of the co-founders of NLP (Richard Bandler and John Grinder) teach NLP using the deductive teaching approach of ‘follow these steps’.
I trained directly with Bandler for a dozen years, and Grinder for about half that, and I can assure you that they both offered many “follow these steps” patterns, from predicate matching to 6-step reframing. Anyone who doubts that can easily verify it by reading Frogs into Princes, Trance-formations, Reframing, or Using Your Brain—for a Change. In several recent Bandler videos he uses the same stepwise process to cure a phobia, “Take that picture, shrink it down to the size of a quarter, and blink it black and white 25 times.”
Rather they teach by encouraging their students to step into a state of personal excellence, and then to work with their ‘client’ from that state. As a result, their students all have unique experiences.
How to Save the Swish: A Thoughtful Response to Steve Andreas
NLP in a State of Change
By Shawn Carson Aug 07, 2016
In this article we will comment on a blog post by Steve Andreas, entitled ‘How to Ruin the Swish Pattern: “Let me count the ways”’.
I believe the NLP and hypnosis community shares a common goal of ‘raising the bar’ in respect of change work and coaching, and healthy debate about NLP techniques, principles and the merits of different philosophical viewpoints supports this goal. No one can doubt the many contributions Steve Andreas has made to the field of NLP and it is with a due sense of the debt the NLP community owes to Steve that I respectfully disagree with some of the premises in Steve’s blog post.
In his blog post Steve critiques (although it might be more accurate to say ‘criticizes’) various YouTube videos of the swish, including videos featuring Michael Carroll, Tony Robbins as well as yours truly.
Steve has two problems with the various swish techniques or variations he critiques:
19Aug
Posted by: Steve Andreas in: Articles
Response to Shawn Carson’s blog post on the swish pattern
Steve Andreas
I appreciate all the time and effort that Shawn put into his response to my blog post on the swish pattern. This has provided a unique and refreshing opportunity for me to think through many issues, and develop more clarity. Accordingly, it has taken me some time to compose my response. This kind of exchange of views and understandings is woefully infrequent in the field, and I think it’s absolutely necessary if NLP is going to become a coherent and systematic set of understandings and methodology—rather than a “herd of cats.” Shawn’s response appears below, with my comments in brown type interspersed, so that you can see exactly what I’m responding to.
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